Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dave? Claim Your ProfileDave Schelling is a financial professional with over 20 years of experience in the industry. Dave is currently registered with Wells Fargo Clearing Services, LLC, and is active in both California and Texas. Dave has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Charles Schwab & Co., Inc., and BA Investment Services, Inc. Dave holds a variety of licenses, including Series 7, 6, 63, and 65. Dave specializes in providing investment advice to individuals and businesses, as well as financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/02/2014 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
CA
10/23/2009 - 01/03/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
07/11/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PASADENA CA)
TX
07/27/1999 - 07/12/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
04/21/1997 - 06/08/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 01/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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