Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dauz? Claim Your ProfileDauz Wenner is a financial advisor with Arete Wealth Management, LLC. Dauz has been working in the financial industry since 2014. Dauz is licensed to provide financial advice in Illinois. Dauz has a Series 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/14/2023 - Present
Arete Wealth Management, LLC (CHICAGO IL)
TX
01/08/2018 - 06/27/2019
CAIS CAPITAL LLC (Austin TX)
TX
09/30/2014 - 12/21/2017
FIRST TRUST PORTFOLIOS L.P. (Austin TX)
TN
02/27/2014 - 09/22/2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
NJ
01/04/2014 - 03/06/2014
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 12/31/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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