Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daun? Claim Your ProfileDaun Chung is a financial professional with over 14 years of experience in the industry. Daun is currently registered with MTS Securities, LLC. Previously, Daun was with Guggenheim Securities, LLC, Millco Advisors, LP, and Lazard Freres & Co. LLC. Daun holds Series 7, 24, 63, 79, and SIE licenses. Daun is registered to provide securities-related services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/16/2023 - Present
MTS Securities, LLC (NEW YORK NY)
NY
09/14/2018 - 07/17/2023
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
06/13/2016 - 09/14/2018
MILLCO ADVISORS, LP (NEW YORK NY)
NY
08/25/2009 - 04/19/2016
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 08/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daun Chung is the right advisor for you? Invested Better is here to help.
