Unclaimed
Dat Manh Nguyen is a financial advisor currently registered with Santander Securities LLC. Dat has been in the financial industry for 10 years and has a Series 6 and Series 63 license. Dat specializes in a wide range of investments including equities, fixed income, mutual funds and variable products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MA
09/19/2012 - Present
Santander Securities LLC (Springfield MA)
MA
05/25/2012 - 09/19/2012
LPL FINANCIAL LLC (SPRINGFIELD MA)
BC
Issued 07/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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