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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dashawn? Claim Your ProfileDashawn Gumbs is a financial advisor with over 1 year of experience in the industry. Dashawn is currently registered with Morgan Stanley and holds Series 7TO, SIE, Series 63, and Series 65 licenses. Dashawn has previously worked with UBS Financial Services Inc. and NYLIFE DISTRIBUTORS LLC. Dashawn is registered in 53 states and is also registered as an investment advisor in 2 states. Dashawn specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
08/07/2023 - Present
Morgan Stanley (Atlanta GA)
NJ
06/02/2022 - 07/17/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
06/21/2021 - 04/20/2022
MORGAN STANLEY (Paramus NJ)
NY
06/01/2020 - 05/24/2021
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
IA
Issued 09/07/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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