Unclaimed
Daseul Kim is a financial advisor with Neuberger Berman BD LLC. She is registered with the state of New York and holds Series 7TO, SIE, and Series 66 licenses. Daseul has been in the financial industry for 5 years and has experience working with clients at several firms, including Sanford C. Bernstein & Co., LLC, PFM Asset Management LLC and AllianceBernstein. Daseul is currently based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/08/2023 - Present
Neuberger Berman BD LLC (NEW YORK NY)
DC
01/20/2023 - 02/28/2023
SANFORD C. BERNSTEIN & CO., LLC (WASHINGTON DC)
BOTH
Issued 08/08/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/23/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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