Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daryl? Claim Your ProfileDaryl Winfield Riley has been a Registered Representative since 1983 and an Investment Advisor Representative since 2007. Daryl has worked for multiple firms throughout his career, including Wells Fargo Advisors, LLC, Crown Capital Securities, LP, and now currently with LPL Financial LLC. Daryl Winfield Riley is registered in California and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/01/2024 - Present
LPL Financial LLC (ORANGE CA)
CA
06/02/2009 - 05/01/2024
CROWN CAPITAL SECURITIES, L.P. (LOS ANGELES CA)
CA
02/01/2007 - 05/26/2009
WELLS FARGO ADVISORS, LLC (TOLUCA LAKE CA)
CA
06/12/2003 - 02/01/2007
ATLAS SECURITIES, LLC (ARCADIA CA)
CA
04/11/2002 - 04/16/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
06/12/2001 - 04/19/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/19/1993 - 07/02/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
06/21/1996 - 09/20/1996
FIRST INTERSTATE INVESTMENTS,INC.
OR
12/14/1990 - 11/19/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NA
02/25/1989 - 09/10/1990
GAF FINANCIAL AND INSURANCE SERVICES
NA
02/06/1989 - 08/27/1990
PAMCO SECURITIES AND INSURANCE SERVICES
NA
11/16/1988 - 12/13/1988
HAMILTON, WILLIAMS & CO., INC.
NA
08/03/1988 - 11/02/1988
DUNHAM & GREER, INC. INVESTMENT COUNSEL
NA
05/08/1987 - 02/04/1988
GNA SECURITIES, INC.
NA
06/29/1984 - 05/20/1987
MML INVESTORS SERVICES, INC.
NA
11/01/1983 - 05/12/1984
NEL EQUITY SERVICES CORPORATION
BC
Issued 11/07/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/30/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2003
Series 24 - General Securities Principal Examination
BC
Issued 09/29/1998
Series 4 - Registered Options Principal Examination
BC
Issued 08/02/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Daryl Riley is the right advisor for you? Invested Better is here to help.
