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Daryl T Seaton

Sowell Management

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About Daryl T Seaton

Daryl T Seaton is a registered investment advisor representative with Sowell Management. Daryl T Seaton has been in the securities industry for 19 years. Daryl T Seaton has passed the Series 63, Series 66, Series 7, and Series 24 exams. Daryl T Seaton previously worked at INDEPENDENT FINANCIAL GROUP, LLC, WFG INVESTMENTS, INC., and NYLIFE SECURITIES LLC. Daryl T Seaton has specializations in financial planning, selection of other advisors, and portfolio management for individuals.

Firm Information

Daryl Seaton is currently registered with Sowell Management. Sowell Management is an independent wealth management firm with a focus on providing customized financial planning and investment management services to individuals, families, and businesses. The firm has a strong track record of success in helping clients achieve their financial goals. Sowell Management is headquartered in NORTH LITTLE ROCK, AR and manages over $3.3 billion in assets for over 13,000 clients.
Sowell Management

5320 NORTHSHORE DRIVE

NORTH LITTLE ROCK, AR 72118

$3.33B

Assets Under Management

Not reported

Total Clients

90

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daryl Seaton’s Registration & Firm History

AR

01/30/2020 - Present

Sowell Management (NORTH LITTLE ROCK AR)

CA

02/24/2014 - 09/21/2016

INDEPENDENT FINANCIAL GROUP, LLC (Roseville CA)

CA

08/17/2012 - 02/25/2014

WFG INVESTMENTS, INC. (AUBURN CA)

CA

03/19/2001 - 08/16/2012

NYLIFE SECURITIES LLC (ROSEVILLE CA)

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Licenses & Designations

BOTH

Issued 02/27/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/29/2010

Series 24 - General Securities Principal Examination

BC

Issued 09/21/2016

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Daryl T Seaton.
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