Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daryl? Claim Your ProfileDaryl Brockman is an investment advisor representative at Osaic Wealth, Inc., with over 30 years of experience in the financial industry. Daryl holds a variety of licenses and certifications, including Series 6, 7, 24, 51, 63, and 65, demonstrating his expertise in a wide range of financial products and services. Daryl is a highly experienced and knowledgeable financial professional and specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisors to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
11/02/2018 - Present
Osaic Wealth, Inc. (VIENNA VA)
VA
10/04/1989 - 11/02/2018
SIGNATOR INVESTORS, INC. (VIENNA VA)
MA
10/04/1989 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 05/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/21/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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