Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daryl? Claim Your ProfileDaryl Scott Planter is a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Daryl has been in the securities industry since March 10, 1992. Prior to joining Merrill Lynch, Daryl was associated with BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., MORGAN STANLEY DW INC., and EURO-ATLANTIC SECURITIES INC. Daryl holds Series 7, 31, 63, 65, and SIE licenses. Daryl is registered with the following states: Arizona, California, Connecticut, Florida, Georgia, Illinois, Maryland, Massachusetts, Nevada, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/15/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BUFFALO NY)
NY
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BUFFALO NY)
NY
11/19/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/24/1993 - 12/05/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
FL
03/11/1992 - 06/01/1993
EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)
IA
Issued 08/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 03/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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