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Daryl Scott Hersch

Celadon Financial Group LLC

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About Daryl Scott Hersch

Daryl Hersch is a financial advisor with over 30 years of experience in the industry. Daryl holds Series 7, 24, 4, 55, 63, and 66 securities licenses, and is registered in 20 states. Daryl is currently affiliated with Celadon Financial Group LLC. Daryl has previously been registered with RAS Securities Corp. Daryl has experience working in a variety of roles, including investment banking, trading, and operations.

Firm Information

Daryl Hersch is currently registered with Celadon Financial Group LLC. Celadon Financial Group LLC is a Limited Liability Company formed on March 9, 2009. The firm is registered with the SEC and in 34 states, including Arizona, California, Colorado, Connecticut, and Delaware. They have been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daryl Hersch’s Registration & Firm History

NJ

04/17/1996 - Present

Celadon Financial Group LLC (Mendham NJ)

NY

06/21/1991 - 04/30/1996

RAS SECURITIES CORP. (NEW YORK NY)

NY

02/09/1993 - 05/18/1993

JACKSON, PITTSBURG ASSOCIATES (LYNBROOK NY)

NA

05/23/1988 - 06/17/1991

WELLMONT SECURITIES, L.P.

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Licenses & Designations

BC

Issued 01/08/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/1996

Series 24 - General Securities Principal Examination

BC

Issued 05/25/1989

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Daryl Scott Hersch. Review regulatory record here.
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