Unclaimed
Daryl Klump is an investment advisor representative registered with Northwestern Mutual Investment Services, LLC. Daryl Klump is a Series 66, Series 24, and Series 7 licensed professional, and is actively registered in 27 states. Daryl Klump has been in the financial services industry since June 25, 2014. Daryl Klump provides investment advisory services to individuals, corporations, and other businesses. Daryl Klump is also a 50% owner of Klump LLC and 100% owner of Growing Leaders LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
07/09/2014 - Present
Northwestern Mutual Investment Services, LLC (FORT WORTH TX)
BOTH
Issued 07/08/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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