Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daryl? Claim Your ProfileDaryl Auguste is a securities professional with over 12 years of experience in the financial services industry. Daryl is currently registered with Tradestation Securities, Inc. Daryl has held previous positions with NYLIFE Securities LLC, Noble Financial Capital Markets, Intersecurities, Inc. and Credit Suisse Securities (USA) LLC. Daryl has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/21/2019 - Present
Tradestation Securities, Inc. (PLANTATION FL)
NY
07/20/2016 - 01/24/2019
NYLIFE SECURITIES LLC (REGO PARK NY)
FL
03/20/2013 - 06/06/2016
NOBLE FINANCIAL CAPITAL MARKETS (BOCA RATON FL)
FL
09/21/2006 - 11/05/2007
INTERSECURITIES, INC. (MIAMI FL)
NY
02/24/2004 - 08/09/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 04/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/05/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/25/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2012
Series 34 - Retail Off-Exchange FOREX Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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