Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daryl? Claim Your ProfileDaryl Mitchell Northrop has been in the financial industry since 2006 and is currently registered with Alliancebernstein Investments, Inc. in New York, NY. Daryl has a broad background in the financial industry, holding registrations in several states. They have experience in various roles and holds several licenses including Series 7, Series 55, Series 57TO and SIE. In addition to Alliancebernstein Investments, Inc., Daryl has also been employed by Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Knight Equity Markets, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/12/2011 - Present
Alliancebernstein Investments, Inc. (NEW YORK NY)
NY
06/01/2009 - 08/05/2009
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
05/21/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
03/14/2006 - 02/14/2007
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
BC
Issued 07/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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