Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daryl? Claim Your ProfileDaryl Miller is an Investment Advisor Representative at Cambridge Investment Research Advisors, Inc., located in Lincoln, MA. Daryl has been in the financial services industry for over 27 years. Daryl Miller is a registered representative in 11 states including California, Connecticut, Florida, Georgia, Maine, Massachusetts, New York, South Carolina, Vermont, and Virginia. Daryl is also registered as an Investment Advisor Representative in Massachusetts. Daryl Miller holds Series 63, 65, 7, and 24 licenses. Daryl Miller has worked with Cantella & Co., Inc. and Investors Capital Corp. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
01/04/2023 - Present
Cambridge Investment Research Advisors, Inc. (Lincoln MA)
MA
07/22/2016 - 12/09/2022
CANTELLA & CO., INC. (Lincoln MA)
MA
04/09/2010 - 07/27/2016
INVESTORS CAPITAL CORP. (LINCOLN MA)
MA
01/07/2003 - 03/30/2010
GUNNALLEN FINANCIAL, INC (LINCOLN MA)
NY
01/02/2002 - 12/31/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
08/15/1997 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
02/03/1996 - 08/08/1997
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 03/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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