Unclaimed
Daryl Litwak is a financial advisor with Athene Securities, LLC and Apollo Global Securities, LLC, working from offices in West Des Moines, IA, and Palm Beach, FL. Daryl has over 11 years of experience in the financial industry, having previously worked at Brookfield Private Advisors LLC, Independent Brokerage Solutions LLC, OCM Investments, LLC, and Morgan Stanley. Daryl holds Series 7, Series 31, and Series 63 licenses, as well as the SIE. Daryl is registered to provide securities advice in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
03/19/2024 - Present
Athene Securities, LLC (WEST DES MOINES IA)
NY
03/15/2021 - 05/20/2021
BROOKFIELD PRIVATE ADVISORS LLC (New York NY)
NY
06/19/2018 - 05/13/2021
INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)
CA
10/13/2017 - 05/11/2021
OCM INVESTMENTS, LLC (LOS ANGELES CA)
CT
10/11/2011 - 09/25/2017
MORGAN STANLEY (STAMFORD CT)
BC
Issued 11/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 10/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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