Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daryl? Claim Your ProfileDaryl Gregory Regenauer is a financial advisor in Louisville, Kentucky. Daryl has been in the industry since 1995 and has worked with Cambridge Investment Research Advisors, Inc., FSC SECURITIES CORPORATION, WELLS FARGO CLEARING SERVICES, LLC, HATTERAS CAPITAL, LORING WARD SECURITIES INC., ING FUNDS DISTRIBUTOR, LLC, ING FUNDS DISTRIBUTOR, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., WHEAT, FIRST SECURITIES, INC., and J.C. BRADFORD & CO.. Daryl holds Series 63, 65, 7 and SIE licenses and is licensed in 16 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KY
10/04/2019 - Present
Cambridge Investment Research Advisors, Inc. (Louisville KY)
KY
04/09/2018 - 10/10/2019
FSC SECURITIES CORPORATION (LOUISVILLE KY)
KY
10/06/2011 - 04/11/2018
WELLS FARGO CLEARING SERVICES, LLC (LOUISVILLE KY)
NC
02/24/2010 - 08/25/2011
HATTERAS CAPITAL (RALEIGH NC)
CA
11/17/2004 - 08/15/2006
LORING WARD SECURITIES INC. (SAN JOSE CA)
CT
09/01/2000 - 10/20/2004
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
DE
06/25/1999 - 09/01/2000
ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)
FL
10/20/1998 - 06/23/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NC
03/13/1995 - 08/31/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
06/17/1994 - 03/15/1995
J.C. BRADFORD & CO. (NEW YORK NY)
BC
Issued 07/15/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daryl Regenauer is the right advisor for you? Invested Better is here to help.
