Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daryl? Claim Your ProfileDaryl Romo is a financial advisor with Osaic FA, Inc. based in Anchorage, Alaska. Daryl has been working in the financial services industry since June 1999 and holds several licenses and registrations, including Series 6, 7, 63, and 65. Daryl is also registered as an investment advisor representative in Texas and Alaska. Daryl specializes in providing financial advice to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AK
11/26/2019 - Present
Osaic FA, Inc. (ANCHORAGE AK)
AK
10/27/1999 - 05/10/2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (ANCHORAGE AK)
AK
08/31/2004 - 05/09/2007
KMS FINANCIAL SERVICES, INC. (ANCHORAGE AK)
AK
06/23/1999 - 08/31/2004
BENEFIT SECURITIES, INC. (ANCHORAGE AK)
IA
Issued 12/28/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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