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Daryl Andrew Tracy

MFS Fund Distributors, Inc.

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About Daryl Andrew Tracy

Daryl Andrew Tracy is a financial professional with over 18 years of experience in the securities industry. Daryl is a Registered Representative and a Principal with MFS Fund Distributors, Inc. Daryl has passed the Series 6, 7, 24, 26 and 51 exams and the SIE. Daryl holds licenses in 53 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Daryl Tracy is currently registered with MFS Fund Distributors, Inc.. MFS Fund Distributors, Inc. is a corporation formed on October 27, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daryl Tracy’s Registration & Firm History

MA

09/21/2004 - Present

MFS Fund Distributors, Inc. (BOSTON MA)

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Licenses & Designations

BC

Issued 10/12/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2010

Series 24 - General Securities Principal Examination

BC

Issued 05/27/2009

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/29/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2010

Series 7 - General Securities Representative Examination

BC

Issued 09/20/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daryl Andrew Tracy.
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