Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darwin? Claim Your ProfileDarwin Dees is a financial advisor with over 10 years of experience in the industry. Currently, Darwin is a registered representative with Kovack Advisors, Inc., where Darwin provides financial planning, portfolio management for businesses and individuals, and selection of other advisers. Prior to joining Kovack Advisors, Inc., Darwin was a registered representative with Cape Securities Inc. and GWN Securities Inc. Darwin has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/23/2022 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
GA
05/28/2020 - 08/23/2022
CAPE SECURITIES INC. (Tifton GA)
GA
03/02/2017 - 05/12/2020
GWN SECURITIES INC. (ADEL GA)
GA
05/18/2015 - 06/22/2015
GWN SECURITIES INC. (ADEL GA)
GA
03/02/2010 - 01/07/2011
CAPE SECURITIES INC. (MCDONOUGH GA)
GA
04/26/2006 - 04/21/2009
ING FINANCIAL PARTNERS, INC. (ADEL GA)
MN
01/24/2006 - 03/15/2006
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
BOTH
Issued 09/12/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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