Unclaimed
Darwin Duplessy is a financial professional with experience in the financial services industry. Darwin has passed the Series 7, Series 24, and SIE exams. Darwin is currently registered with Cambridge Investment Research, Inc. Darwin has previous experience working at Cantella & Co., Inc. and Santander Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
12/09/2022 - Present
Cambridge Investment Research, Inc. (FAIRFIELD IA)
MA
09/20/2019 - 12/09/2022
CANTELLA & CO., INC. (Malden MA)
MA
11/21/2018 - 06/28/2019
SANTANDER SECURITIES LLC (DORCHESTER MA)
BC
Issued 03/25/2024
Series 24 - General Securities Principal Examination
BC
Issued 11/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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