Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darvin? Claim Your ProfileDarvin Klarin is a securities professional with over 20 years of experience in the financial services industry. Darvin Klarin is currently registered with Tradition Securities And Derivatives LLC and has previously held positions at firms such as PFS Investments Inc., Tradition Asiel Securities Inc., Madison Capital Markets, Inc., Midwood Securities, Inc., Institutional Edge, L.L.C., Asiel & Co. LLC, Quick & Reilly, Inc., Garban Corporates GP, Smith Barney, Harris Upham & Co., Incorporated and Princeton Financial Group, Inc. Darvin Klarin holds several securities licenses, including Series 7, Series 24, Series 55, Series 57TO, and SIE. Darvin Klarin is registered to conduct business in California, Colorado, Connecticut, New Jersey, New York, Utah, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/05/2018 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NJ
06/16/2016 - 12/31/2016
PFS INVESTMENTS INC. (HASBROUCK HEIGHTS NJ)
NY
11/02/2009 - 06/17/2014
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
12/05/2008 - 07/27/2009
MADISON CAPITAL MARKETS, INC. (NEW YORK NY)
NY
05/10/2006 - 02/13/2007
MIDWOOD SECURITIES, INC. (NEW YORK NY)
NJ
11/18/1999 - 11/05/2004
INSTITUTIONAL EDGE, L.L.C. (ENGLWOOD CLIFFS NJ)
NY
09/09/1997 - 11/04/1999
ASIEL & CO. LLC (NEW YORK NY)
NY
12/05/1996 - 09/04/1997
QUICK & REILLY, INC. (NEW YORK NY)
NY
04/22/1992 - 02/22/1996
GARBAN CORPORATES GP (NEW YORK NY)
NY
03/27/1991 - 09/12/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
12/14/1990 - 04/22/1991
PRINCETON FINANCIAL GROUP, INC.
BC
Issued 11/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/29/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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