Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darryl? Claim Your ProfileDarryl Wayne Thompson is a registered investment advisor representative with Raymond James & Associates, Inc. based in Nashville, TN. Darryl has been in the securities industry since September 1998. He is a registered representative in 22 states and holds multiple licenses including Series 7, 31, 63 and 65. Darryl's experience with both Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc. demonstrates a strong understanding of the financial industry. Darryl is a board member and officer for Amazima Ministries and dedicates 10 hours per month to this organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/23/2013 - Present
Raymond James & Associates, Inc. (NASHVILLE TN)
TN
09/25/1998 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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