Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darryl? Claim Your ProfileDarryl Guthrie is an investment advisor representative who has been working in the financial services industry since 2000. Darryl is currently registered with Commonwealth Financial Network and has been with them since 2015. Prior to joining Commonwealth Financial Network, Darryl worked at Raymond James Financial Services, Inc. from 2008 to 2015, Wachovia Securities, LLC from 2003 to 2008, Prudential Securities Incorporated from 2001 to 2003, UBS PaineWebber Inc. from 2000 to 2001, and J.C. Bradford & Co. from 2000 to 2000. Darryl is a Series 66, Series 7, Series 9, and Series 10 licensed advisor. Darryl also holds a SIE certification. Darryl is registered in Alabama, Arizona, California, Florida, Georgia, Minnesota, New Jersey, New York, Pennsylvania and Tennessee. Darryl specializes in retirement planning, insurance, and investments for individuals and families. Darryl is also an experienced financial planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
09/03/2015 - Present
Commonwealth Financial Network (Hoover AL)
AL
01/18/2008 - 06/12/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
07/01/2003 - 01/23/2008
WACHOVIA SECURITIES, LLC (BIRMINGHAM AL)
NY
06/15/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/14/2000 - 08/02/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/15/2000 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 05/26/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/25/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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