Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darryl? Claim Your ProfileDarryl Newton Sloan is a registered representative with Charles Schwab & CO., Inc. and has been in the industry since November 20, 1989. Darryl is active in both broker-dealer and investment advisor capacities. Darryl has previously worked with several firms including TD AMERITRADE, INC., GLOBAL-AMERICAN INVESTMENTS, INC., and ETS SECURITIES, INC. Darryl has Series 3, 4, 7, 24, 55, 57TO, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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CA
01/25/2022 - Present
Charles Schwab & CO., Inc. (San Diego CA)
CA
09/14/2006 - 05/19/2024
TD AMERITRADE, INC. (San Diego CA)
CA
05/17/2001 - 08/25/2006
GLOBAL-AMERICAN INVESTMENTS, INC. (WALNUT CA)
CA
02/14/2000 - 05/18/2001
ETS SECURITIES, INC. (CITY OF INDUSTRY CA)
CA
02/27/1999 - 06/08/1999
CAPSTONE INVESTMENTS (SAN DIEGO CA)
FL
01/04/1999 - 01/25/1999
GSG SECURITIES, INC. (BOCA RATON FL)
CO
01/26/1995 - 01/04/1999
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
CA
11/10/1993 - 01/20/1995
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
CA
03/25/1993 - 03/29/1993
VANGUARD CAPITAL (DEL MAR CA)
NA
08/06/1991 - 03/10/1993
AIMCO SECURITIES COMPANY, INC.
NY
03/11/1991 - 07/26/1991
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
08/07/1989 - 03/01/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
05/19/1988 - 08/08/1989
L.F. THOMPSON & COMPANY
NA
02/24/1988 - 03/07/1988
POWER SECURITIES CORPORATION
BOTH
Issued 10/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/1/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/19/1989
Series 24 - General Securities Principal Examination
BC
Issued 12/15/1988
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/1/2006
Series 3 - National Commodity Futures Examination
BC
Issued 10/3/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 2/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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