Unclaimed
Darryl Lee Scott is a financial advisor with LPL Financial LLC. Darryl has been in the financial services industry since November 20, 1986. Darryl has been registered with LPL Financial LLC since February 2, 1990. Darryl is licensed to sell securities in Arkansas, Florida, Michigan, New Mexico, Oklahoma, Texas, and Wyoming. Darryl is also registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative. Darryl has passed the Series 63, Series 24, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
02/02/1990 - Present
LPL Financial LLC (FORT STOCKTON TX)
MO
11/21/1986 - 02/07/1990
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 01/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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