Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darryl? Claim Your ProfileDarryl Lipinski is a registered investment advisor representative with Charles Schwab & CO., Inc.. Darryl has been working in the financial services industry since June 1999. Darryl has a broad range of experience, having previously worked for UBS Financial Services INC., H&R Block Financial Advisors, INC., Maximum Financial Investment Group, INC., and Terra Nova Trading, L.L.C.. Darryl is also a FINRA Arbitrator. Darryl holds the Series 3, 4, 7, 9, 10, 24, 55, 63, and 65 securities licenses as well as the SIE exam. Darryl's specialties include financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
07/11/2019 - Present
Charles Schwab & CO., Inc. (Westlake TX)
MO
08/26/2004 - 07/02/2019
UBS FINANCIAL SERVICES INC. (KANSAS CITY MO)
MI
02/22/2002 - 07/13/2004
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MI
01/12/2001 - 02/21/2002
MAXIMUM FINANCIAL INVESTMENT GROUP, INC. (SOUTHFIELD MI)
NY
05/05/1999 - 01/11/2001
TERRA NOVA TRADING, L.L.C. (NEW YORK NY)
IA
Issued 01/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2003
Series 4 - Registered Options Principal Examination
BC
Issued 12/23/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/09/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/23/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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