Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darryl? Claim Your ProfileDarryl Ward is a financial advisor who has been working in the securities industry since 2001. Darryl is currently registered with Fidelity Brokerage Services LLC. Darryl is also registered in 53 states and holds the Series 7, Series 63, Series 99TO, and SIE licenses. Previously, Darryl worked at QUESTAR CAPITAL CORPORATION, J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., WAMU INVESTMENTS, INC. and E*TRADE SECURITIES LLC. Darryl holds a Series 63, Series 7, Series 99TO and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/08/2016 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
CA
09/22/2014 - 10/23/2015
QUESTAR CAPITAL CORPORATION (SACRAMENTO CA)
CA
10/01/2012 - 08/13/2014
J.P. MORGAN SECURITIES LLC (PLACERVILLE CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FOLSOM CA)
CA
05/09/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (PLACERVILLE CA)
NJ
06/14/2001 - 03/11/2005
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 12/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Darryl Ward is the right advisor for you? Invested Better is here to help.
