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Darryl Frank Sopoci

Capital Client Group, Inc.

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About Darryl Frank Sopoci

Darryl Frank Sopoci is a financial advisor at Capital Client Group, Inc. Darryl Sopoci has been in the financial services industry since February 27, 2012. Darryl Sopoci is registered with the state of Indiana as a Registered Investment Advisor and is also registered with FINRA as a Registered Representative. Darryl Sopoci holds the Series 6, 7TO, 26, 63, and 65 licenses. Darryl Sopoci also owns and operates D. Sopoci Investments, LLC DBA The Brewline which provides tour guide and marketing services for craft breweries.

Firm Information

Darryl Sopoci is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Darryl Sopoci’s Registration & Firm History

IN

02/04/2016 - Present

Capital Client Group, Inc. (CARMEL IN)

IN

09/19/2011 - 06/23/2014

FARMERS FINANCIAL SOLUTIONS, LLC (INDIANAPOLIS IN)

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Licenses & Designations

IA

Issued 02/04/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/27/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/26/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/29/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darryl Frank Sopoci.
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