Unclaimed
Darryl Lindsey is an investment advisor representative registered with Transamerica Financial Advisors, Inc. Darryl has over 10 years of experience in the financial industry. Darryl has been registered with Transamerica Financial Advisors, Inc. since January 2018. Prior to that, Darryl was registered with SL Hare Capital, Inc. and World Group Securities, Inc.. Darryl is licensed to sell securities in Arizona, California, Florida, Georgia, Maryland, Nevada, New Jersey and Texas. Darryl has a Series 3, 6, 7, 63, SIE and 6TO license. Darryl specializes in providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
01/19/2018 - Present
Transamerica Financial Advisors, Inc. (Los Angeles CA)
CA
04/27/2011 - 02/16/2016
SL HARE CAPITAL, INC. (ENCINO CA)
CA
12/05/2006 - 02/13/2009
WORLD GROUP SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 06/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/04/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/26/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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