Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darron? Claim Your ProfileDarron Bergstrom is a financial advisor with over 30 years of experience in the financial services industry. Darron is registered with Cambridge Investment Research Advisors, Inc., a firm that has over 3,000 employees. Darron is also registered with the state of Texas as a Registered Representative and Investment Advisor Representative. Darron works with individuals, high net worth individuals, and small businesses. He provides financial planning, investment management, and retirement planning services. He has experience with insurance companies, charitable organizations, pension and profit-sharing plans, corporations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
08/03/2009 - Present
Cambridge Investment Research Advisors, Inc. (Corpus Christi TX)
TX
11/03/2003 - 08/05/2009
MUTUAL SERVICE CORPORATION (CORPUS CHRISTI TX)
AZ
01/02/1998 - 11/18/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NY
11/01/1995 - 12/31/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
09/17/1992 - 11/02/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 09/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/07/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Darron Bergstrom is the right advisor for you? Invested Better is here to help.
