Unclaimed
Darron Braslow is a financial advisor with over 35 years of experience in the industry. Darron is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Prior to joining Merrill Lynch, Darron worked at Wachovia Securities, LLC, Prudential Securities Incorporated, Paine Webber Incorporated, HYM Financial, Inc., Bear, Stearns & Co. Inc., ISFA Corporation, SMA Equities, Inc., and Dean Witter Reynolds Inc. Darron holds Series 63 and Series 65 licenses. Darron is also licensed to sell securities in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Louisiana, Maine, Maryland, Massachusetts, Mississippi, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Wisconsin, and Wyoming. Darron specializes in providing investment advice to individuals, businesses, pension and profit sharing plans, insurance companies, charitable organizations, and state or municipal government entities. Darron is also experienced in providing portfolio management for businesses, individuals, and pension consulting. Darron also provides other advisory services such as performance measurement reports, allocation modeling, IPS, research reports and services, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/23/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SHORT HILLS NJ)
MO
07/01/2003 - 07/27/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/10/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/02/1994 - 09/22/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
11/22/1989 - 08/23/1995
HYM FINANCIAL, INC. (CLIFTON NJ)
NY
04/25/1994 - 09/07/1994
BEAR, STEARNS & CO. INC. (NEW YORK NY)
WI
12/09/1988 - 10/23/1989
ISFA CORPORATION (APPLETON WI)
NA
07/12/1988 - 12/21/1988
SMA EQUITIES, INC.
NA
12/23/1986 - 05/26/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 05/21/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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