Unclaimed
Darrin Frankel is a financial advisor with over 30 years of experience in the industry. Darrin is currently registered with Morgan Stanley in California and Texas. Darrin has previously worked at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Vanguard Capital and Westmark Securities Corporation. Darrin specializes in working with high-net-worth individuals, corporations, insurance companies, charitable organizations, and other investment advisors. Darrin is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/01/2009 - Present
Morgan Stanley (El Segundo CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TORRANCE CA)
CA
02/03/1992 - 04/02/2007
MORGAN STANLEY DW INC. (TORRANCE CA)
CA
08/21/1991 - 01/06/1992
VANGUARD CAPITAL (DEL MAR CA)
CA
07/29/1991 - 08/15/1991
WESTMARK SECURITIES CORPORATION (SANTA MONICA CA)
BC
Issued 10/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/30/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1992
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1991
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1991
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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