Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darrin? Claim Your ProfileDarrin Hoffman is an investment advisor representative with Vanguard Advisers, Inc. Darrin has been in the financial services industry since 1993 and has experience in providing investment advice to individuals, businesses, and investment companies. Darrin is a Certified Financial Planner and has a license to sell insurance. Darrin has held previous roles with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wachovia Securities, LLC. Darrin is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/29/2021 - Present
Vanguard Advisers, Inc. (MALVERN PA)
WI
02/17/2021 - 04/01/2021
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
PA
10/03/2019 - 12/31/2020
FORESIDE FINANCIAL SERVICES, LLC (Lansdale PA)
NJ
04/17/2009 - 10/16/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
MO
03/17/2005 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/02/1992 - 02/02/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
NA
09/20/1988 - 12/31/1991
W.H. NEWBOLD'S SON & CO., INC.
BC
Issued 04/27/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/06/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/28/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Darrin Hoffman is the right advisor for you? Invested Better is here to help.
