Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darrin? Claim Your ProfileDarrin Abby is a financial advisor with Cetera Investment Advisers LLC, based in SANTA FE, NM. Darrin is a registered investment advisor with 20 years of experience in the financial services industry. He is also a Series 7, 63 and 66 licensed professional. Previously, Darrin worked at LPL FINANCIAL LLC and RAYMOND JAMES FINANCIAL SERVICES, INC. Darrin is committed to providing personalized financial advice to help clients reach their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NM
01/12/2023 - Present
Cetera Investment Advisers LLC (SANTA FE NM)
NM
11/30/2009 - 05/23/2017
LPL FINANCIAL LLC (SANTA FE NM)
NM
07/16/2009 - 11/04/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (SANTE FE NM)
NM
06/26/2007 - 06/08/2009
THE O.N. EQUITY SALES COMPANY (SANTA FE NM)
NM
11/26/1997 - 03/18/2002
TECHNOLOGY FUNDING SECURITIES (SANTA FE NM)
BOTH
Issued 7/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/9/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/25/2007
Series 7 - General Securities Representative Examination
BC
Issued 7/21/1997
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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