Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darrin? Claim Your ProfileDarrin Lane Brumbaugh has been in the financial industry since January 20, 1999 and is currently registered with Northwestern Mutual Investment Services, LLC. Darrin has a Series 6, 7, 63 and 65 licenses and holds an active IA registration in Nebraska. Darrin also holds a Broker-Dealer registration in 30 states. Darrin was previously employed with Robert W. Baird & Co. Incorporated. Darrin has been involved with Northwestern Mutual Life, Northwestern Mutual Wealth Management Company, and Northwestern Mutual Investment Services, LLC since 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NE
08/09/2007 - Present
Northwestern Mutual Investment Services, LLC (York NE)
WI
01/21/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 03/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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