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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darrin? Claim Your ProfileDarrin Duval is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., registered with the state of California and Texas. Darrin has been in the industry since 2005 and has passed the Series 7, Series 9, Series 66, and SIE exams. Darrin specializes in portfolio management for both individuals and businesses and has a long history of providing financial advice to clients of various types including high-net-worth individuals, corporations, insurance companies, and pension plans. Darrin has previously worked with UBS Financial Services Inc. and BANC OF AMERICA INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ONTARIO CA)
CA
07/24/2006 - 07/11/2008
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
CA
11/15/2005 - 07/05/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (RIVERSIDE CA)
BOTH
Issued 12/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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