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Darrin Curtis Smith

Fidelity Brokerage Services LLC

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About Darrin Curtis Smith

Darrin Curtis Smith is a financial professional with over 20 years of experience in the industry. He has been registered with Fidelity Brokerage Services LLC since January 30, 2008. Prior to joining Fidelity Brokerage Services LLC, Darrin Curtis Smith was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fifth Third Securities, Inc. Darrin Curtis Smith has a Series 7, Series 63, and Series 65 license, as well as the Securities Industry Essentials (SIE) examination. He is registered with the following states: California, Connecticut, District of Columbia, Illinois, Indiana, Kentucky, Maryland, Massachusetts, New Hampshire, New Mexico, New York, North Carolina, Ohio, Rhode Island, Texas, and Utah.

Firm Information

Darrin Smith is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Darrin Smith’s Registration & Firm History

KY

01/30/2008 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

OH

06/08/2005 - 01/09/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)

OH

10/20/2003 - 06/06/2005

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

NY

10/01/2000 - 09/13/2002

BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/12/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/23/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Darrin Curtis Smith.
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