Unclaimed
Darrin Blake Rudolph is a financial advisor who has been in the industry since May 22, 2000. Darrin is currently registered with Robert W. Baird & Co. Inc. Darrin has a broad range of experience, having previously worked with J.J.B. HILLIARD, W.L. LYONS, LLC, WOODBURY FINANCIAL SERVICES, INC., WOODMEN FINANCIAL SERVICES, INC. and SAFECO INVESTMENT SERVICES, INC. Darrin holds Series 6, 7, 9, 10, 63, and 66 licenses, as well as the SIE exam. Darrin specializes in providing a variety of services to individuals, families, and businesses, including financial planning, portfolio management, and investment advisory services. Darrin is committed to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
10/18/2019 - Present
Robert W. Baird & Co. Inc. (PADUCAH KY)
KY
02/06/2009 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (KEVIL KY)
KY
05/02/2006 - 02/12/2009
WOODBURY FINANCIAL SERVICES, INC. (KEVIL KY)
NE
01/02/2003 - 05/01/2006
WOODMEN FINANCIAL SERVICES, INC. (OMAHA NE)
MA
05/22/2000 - 12/31/2002
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 08/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/12/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/19/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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