Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darrick? Claim Your ProfileDarrick Duenwald is a financial advisor at Wells Fargo Clearing Services, LLC. Darrick has been in the industry since 1995 and has a wide range of experience in the financial services industry. Darrick has held positions at several firms, including Stifel, Nicolaus & Company, Incorporated and LPL Financial LLC. Darrick is registered with FINRA and holds Series 7, 9, 10, 24, 63 and 65 licenses. Darrick is also a registered investment advisor in Colorado, Texas and Wyoming. Darrick provides investment consulting services to institutional clients, in addition to financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
06/27/2018 - Present
Wells Fargo Clearing Services, LLC (GREENWOOD VILLAGE CO)
MO
03/27/2017 - 05/21/2018
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
05/20/2014 - 03/24/2017
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
05/20/2014 - 03/24/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
05/07/2013 - 02/21/2014
LPL FINANCIAL LLC (CHESTERFIELD MO)
MO
06/27/2008 - 05/08/2013
WALNUT STREET SECURITIES, INC. (ST LOUIS MO)
MO
04/02/2004 - 06/04/2008
LPL FINANCIAL CORPORATION (ST. LOUIS MO)
MO
08/16/2001 - 04/20/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
07/16/1999 - 08/06/2001
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
MO
03/23/1999 - 07/07/1999
FFP SECURITIES, INC. (CHESTERFIELD MO)
MO
03/17/1997 - 11/06/1998
FFP SECURITIES, INC. (CHESTERFIELD MO)
NY
05/26/1994 - 06/27/1996
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IA
Issued 11/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/28/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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