Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren Pena is a financial advisor at Northwestern Mutual Investment Services, LLC. Darren holds FINRA Series 63, 6TO, 7TO and SIE licenses and is registered in 21 states. Darren has been in the financial industry since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
12/21/2021 - Present
Northwestern Mutual Investment Services, LLC (Orlando FL)
BC
Issued 10/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Darren Pena is the right advisor for you? Invested Better is here to help.
