Unclaimed
Darren Ward is an Investment Banking Registered Representative with Scotia Capital (usa) Inc. Darren has passed the Series 79TO, Series 63 and the SIE exams as well as the Series 24 exam. Darren has been active in the industry since May 16, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/17/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 06/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 05/17/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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