Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren Sun is a financial professional with over 15 years of experience in the industry. Darren has a strong background in investment banking and trading, having held roles at several prominent firms including Sandler, O'Neill & Partners, L.P. and Odeon Capital Group LLC. Darren currently works as a Registered Representative for Piper Sandler & Co. Darren is licensed to provide investment advice and securities services in multiple states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/03/2020 - Present
Piper Sandler & Co. (West Palm Beach FL)
NY
12/12/2012 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
11/01/2011 - 12/14/2012
ODEON CAPITAL GROUP LLC (NEW YORK NY)
NY
10/20/2009 - 06/30/2011
ODEON CAPITAL GROUP LLC (NEW YORK NY)
NJ
08/22/2007 - 05/05/2009
NEONET SECURITIES, INC. (JERSEY CITY NJ)
BC
Issued 06/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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