Unclaimed
Darren Wagerman is an investment advisor representative with Voya Financial Advisors, Inc. and Voya Retirement Advisors, LLC. Darren has been in the industry since December 1999. Darren is licensed in the state of California. The firm has offices in San Diego and Sacramento, California and Windsor, Connecticut. Darren has experience providing financial planning, educational seminars, and selection of other advisors services. Darren has worked for various financial institutions, including GWFS Equities, Inc. and Wells Fargo Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/18/2020 - Present
Voya Financial Advisors, Inc. (San Diego CA)
CA
10/12/2000 - 04/06/2020
GWFS EQUITIES, INC. (SACRAMENTO CA)
CA
10/20/1999 - 08/08/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IA
Issued 09/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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