Unclaimed
Darren Grunberg is a securities professional with over 20 years of experience in the financial services industry. Darren is currently registered with T3 Trading Group, LLC. Previously, Darren was registered with WTS Proprietary Trading Group LLC, Dimension Trading Group, LLC, RBC Professional Trader Group LLC, Worldco, L.L.C., On-Site Trading, Inc., Oakford Partners, LLC and Andover Brokerage, L.L.C. Darren holds several securities licenses including Series 7, Series 55, Series 63, Series 57TO and Series 7TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/21/2019 - Present
T3 Trading Group, LLC (NEW YORK NY)
NY
11/07/2014 - 10/18/2019
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
01/30/2012 - 11/07/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
NY
06/14/2011 - 01/10/2012
DIMENSION TRADING GROUP, LLC (NEW YORK NY)
NY
04/25/2006 - 06/03/2009
RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)
NY
07/26/2001 - 10/22/2003
WORLDCO, L.L.C. (NEW YORK NY)
NY
06/25/1999 - 07/26/2001
ON-SITE TRADING, INC. (GREAT NECK NY)
NY
05/09/1997 - 08/03/1999
OAKFORD PARTNERS, LLC (NEW YORK NY)
NY
02/18/1999 - 02/19/1999
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
BC
Issued 05/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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