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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren Bloom has been working in the financial industry since November 3, 1997. Darren is a Registered Representative and Investment Advisor Representative at LPL Financial LLC. He is a Certified Financial Planner and has Series 7, 24, 31, and 63 licenses. Darren is also a registered Investment Advisor Representative in California and Texas. Previously, Darren held positions at Chase Investment Services Corp., WAMU Investments, Inc., Presidential Brokerage, Inc., Global Capital Securities Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Dean Witter Reynolds Inc. Darren is licensed to provide investment advice and securities services in California, Colorado, Georgia, Idaho, North Carolina, Texas, Utah, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/29/2015 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
05/02/2009 - 01/20/2010
CHASE INVESTMENT SERVICES CORP. (SAN DIEGO CA)
CA
03/21/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (SAN DIEGO CA)
TX
03/06/2002 - 03/16/2005
PRESIDENTIAL BROKERAGE, INC. (AUSTIN TX)
CO
06/28/2000 - 03/26/2002
GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)
NY
06/23/1999 - 05/12/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/15/1997 - 06/29/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 09/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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