Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darren? Claim Your ProfileDarren Sam Chu is a financial advisor with Capital Client Group, Inc. based in Los Angeles, California. Darren Chu has been working in the industry since June 1, 2021. Darren Chu holds a Series 63 and a Series 65 license. Darren Chu also holds a Series 7TO and SIE license. Darren Chu is registered to provide investment advice in 45 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
03/04/2024 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CA
06/26/2020 - 10/07/2021
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
08/09/2019 - 06/08/2020
MERCER ALLIED COMPANY, L.P. (IRVINE CA)
BC
Issued 04/18/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/20/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Darren Chu is the right advisor for you? Invested Better is here to help.
