Unclaimed
Darren Ross Spedale is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Darren has been working in the financial services industry since 2006. Darren has experience with a range of financial products and services, including securities, investment advisory, and insurance. Darren is registered in Florida, New Jersey, and New York. Darren holds licenses for both securities and investment advisory. Darren has also passed several industry exams, including the Series 7, Series 63, Series 65, and SIE. Darren is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
FL
05/20/2010 - 08/04/2016
J.P. MORGAN SECURITIES LLC (MIAMI FL)
NY
09/14/2006 - 06/06/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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