Unclaimed
Darren Rolf Trautmann is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Darren has been in the industry since May 2009. Darren works with a variety of clients, including banking or thrift institutions. Darren is registered with the state of Washington and 26 other states. Darren is also registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
02/05/2013 - Present
Northwestern Mutual Investment Services, LLC (SEATTLE WA)
IA
Issued 1/28/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 3/30/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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