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Darren Rolf Trautmann

Northwestern Mutual Investment Services, LLC

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About Darren Rolf Trautmann

Darren Rolf Trautmann is a financial advisor who has been active in the industry since 2009. Darren is currently registered with Northwestern Mutual Investment Services, LLC. Darren has held Series 6, 7, and 63 licenses and also passed the Uniform Investment Adviser Law Examination (Series 65). He is registered to provide investment advice and securities services in multiple states including Washington, Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Kansas, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Montana, Nevada, New Jersey, New Mexico, New York, Ohio, Oklahoma, Oregon, Tennessee, Texas, Wisconsin, and more.

Firm Information

Darren Trautmann is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Darren Trautmann’s Registration & Firm History

WA

02/05/2013 - Present

Northwestern Mutual Investment Services, LLC (SEATTLE WA)

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Licenses & Designations

IA

Issued 01/28/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/11/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2015

Series 7 - General Securities Representative Examination

BC

Issued 03/30/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darren Rolf Trautmann.
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