Invested Better
Unclaimed

Unclaimed

Unclaimed

Darren Robert Austin

Natwest Markets Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Darren? Claim Your Profile

About Darren Robert Austin

Darren Robert Austin is a financial professional with over 15 years of experience in the industry. Darren is currently registered with Natwest Markets Securities Inc. in Stamford, Connecticut. Darren is a Series 7, Series 63, Series 99TO and SIE licensed professional and is registered in 49 states.

Firm Information

Darren Austin is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Darren Austin’s Registration & Firm History

CT

06/20/2007 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

Not sure if Darren Robert Austin is right for you?

Licenses & Designations

BC

Issued 03/10/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darren Robert Austin.
Not sure if Darren Robert Austin is right for you?